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Minneapolis Law Firm

PRACTICES

Securities

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Oppenheimer advises both emerging and public clients—ranging in size from small reporting companies to large accelerated filers listed on the NYSE and NASDAQ.


Recent Experience
  • We have represented clients in a wide variety of capital-raising transactions, including:

 

  • Initial public offerings – American Medical Systems ($68 MM), ev3 ($243 MM), Merrill ($253 MM), Select Comfort ($68 MM)
  • Secondary public offerings – ev3 ($166 MM), Marten Transport ($61 MM) and Select Comfort ($80 MM)
  • Shelf registration statements and takedowns - American Medical Systems ($325 MM) and Toro ($125 MM)
  • Private investments in public equity (PIPE) transactions – Biosante Pharmaceuticals ($18 MM) and Southwest Casino ($12 MM)
  • More than 100 private placements of debt and equity, including venture capital investments (see our MedTech Practice)
  • We regularly advise our public company clients in:

 

  • Sales and purchases of public and private companies (see our M&A Practice)
  • SEC public reporting requirements
  • Sarbanes-Oxley Act of 2002 compliance
  • Corporate governance
  • Stock exchange regulation
  • Equity and other compensation matters