1.3 Oppenheimer & Co., Inc. 2026 2 2026-07-31T14:42:07Z 2026 04 100.00 76.82 4.98 15.01 3.18 Virtu Americas, LLC 39.53 39.12 40.59 42.79 32.50 4847.39 16.0000 824.69 16.0000 930.04 16.0000 97.29 10.1599 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 16 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. CITADEL SECURITIES LLC 39.08 37.53 42.65 41.95 57.58 4497.55 16.0000 1040.85 16.0000 823.25 16.0000 124.68 1.6705 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 14.33 16.30 10.78 7.71 3.70 2507.09 16.0000 376.96 16.0000 331.06 16.0000 70.57 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 57.39 11.30 29.93 1.38 CITADEL SECURITIES LLC 37.21 36.73 36.61 37.96 45.82 19212.01 15.7863 11241.57 14.1305 8979.92 15.6018 189.21 10.5711 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 36.52 36.32 36.36 36.89 38.34 24067.60 15.5404 12731.42 15.7611 10922.36 15.8056 173.02 2.7977 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 16 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 16.17 17.70 16.02 13.80 5.05 10016.51 15.8125 4769.54 15.6937 4310.00 15.8043 86.93 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Hudson River Trading (HRT) 5.52 4.57 6.18 6.95 8.54 5157.76 14.2098 2770.37 15.7035 2467.61 14.9996 72.08 7.1842 Oppenheimer receives remuneration from Hudson Trading/HRTF based on a rate per shares executed of 16 cents per 100 shares. Arrangements with HRTF are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 99.99 6.34 5.96 39.85 47.86 CITADEL SECURITIES LLC 25.04 50.12 27.71 40.12 8.82 3953.25 30.9719 12508.90 32.7758 18264.44 34.0634 8427.90 41.4412 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per contracts executed. Arrangements with Citadel/CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.75 for options that quote in nickel increments; $0.70 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. CDRG will pass through any fees to Oppenheimer based on the CBOE fee schedule. Global Execution Brokers LP 19.38 27.20 27.66 28.89 9.40 2513.18 29.0340 22710.46 29.1814 52428.72 31.9976 16686.30 44.3101 Oppenheimer receives remuneration from Global Execution/GEBB based on a rate per contracts executed. Arrangements with GEBB are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. GEBB will pass through any fees to Oppenheimer based on the CBOE fee schedule. Wolverine Execution Services, LLC 14.39 21.50 21.52 20.96 7.09 2900.65 30.5267 13934.73 32.2930 18961.15 31.8429 25285.48 45.3494 Oppenheimer receives remuneration from Wolverine/WEXX based on a rate per contracts executed. Arrangements with WEXX are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. WEXX will pass through any fees to Oppenheimer based on the CBOE fee schedule. NYSE ARCA OPTIONS 6.46 0.00 7.62 5.91 7.63 0.00 0.0000 10844.92 21.6038 30698.80 34.1743 4416.12 15.6979 Oppenheimer & Co Inc. (OPCO) routes orders to NYSE ARCA Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the NYSE ARCA, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Cboe EDGX Exchange, Inc. 5.50 0.00 0.67 0.01 11.40 0.00 0.0000 -638.20 -8.3863 -184.73 -17.4934 42141.35 31.7787 Oppenheimer & Co Inc. (OPCO) routes orders to Cboe Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the CBOE, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq ISE, LLC 4.47 0.00 0.51 0.04 9.25 0.00 0.0000 -2293.04 -44.0206 -1054.32 -51.5812 2429.64 14.2293 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq ISE Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the Nasdaq ISE, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Cboe Exchange, Inc. 3.73 0.00 1.39 0.78 6.98 0.00 0.0000 -1123.92 -12.3075 -457.13 -12.5654 -6627.56 -38.3850 Oppenheimer & Co Inc. (OPCO) routes orders to Cboe Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the CBOE, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Miami International Securities Exchange, LLC 3.67 0.00 2.86 0.33 7.04 0.00 0.0000 -597.18 -5.2880 -297.56 -4.5721 -2115.65 -15.3821 Oppenheimer & Co Inc. (OPCO) routes orders Miami International Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the MIAX, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/sites/default/files/fee_schedule-files/MIAX_Options_Fee_Schedule_04232024.pdf. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq PHLX LLC 3.04 0.00 0.17 0.02 6.31 0.00 0.0000 -552.72 -38.7877 -233.43 -44.9769 -1922.50 -15.0113 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq PHLX Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the PHLX, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. BOX Exchange LLC 3.00 0.00 1.05 0.01 6.12 0.00 0.0000 153.80 1.9794 -11.40 -0.8093 9343.74 40.5985 Oppenheimer & Co Inc. (OPCO) routes orders to BOX Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the BOX, including the pricing tiers offered and the pricing for each tier, is available at: https://boxoptions.com/resources/fee-schedule/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq MRX, LLC 2.92 0.00 0.38 0.01 6.04 0.00 0.0000 5.93 0.0989 219.77 18.7517 -1990.34 -6.9174 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq MRX Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the Nasdaq MRX, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/mrx/rules/mrx-options-7. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. 2026 05 100.00 67.15 7.60 21.39 3.86 CITADEL SECURITIES LLC 41.86 41.25 42.95 43.36 41.97 4816.81 16.0000 1093.00 16.0000 1341.08 15.9939 64.52 5.2804 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 40.92 40.01 41.61 42.33 47.66 5207.88 16.0000 1097.73 16.0000 1252.83 16.0000 21.81 1.9566 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 16 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 11.52 12.97 10.65 8.63 3.91 2570.39 16.0000 450.23 16.0000 429.07 16.0000 70.23 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 51.59 12.93 33.81 1.67 CITADEL SECURITIES LLC 39.39 39.79 38.30 38.93 44.78 24332.64 15.6430 13955.12 15.3173 12855.83 15.0817 196.52 7.1912 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 36.68 36.75 35.99 36.54 42.97 29182.26 15.7039 18479.36 15.7432 15786.51 15.4122 140.27 3.4944 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 16 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 14.48 15.02 15.12 13.91 4.33 12530.00 15.7959 6221.94 15.8292 6006.46 15.8154 169.62 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Hudson River Trading (HRT) 5.13 3.96 5.88 6.59 5.81 6416.81 14.0435 3681.73 15.8065 3486.17 14.3010 57.65 8.0289 Oppenheimer receives remuneration from Hudson Trading/HRTF based on a rate per shares executed of 16 cents per 100 shares. Arrangements with HRTF are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 6.43 6.69 39.88 46.99 CITADEL SECURITIES LLC 26.27 49.71 26.31 36.15 14.68 3375.66 31.2128 14941.66 43.3519 20566.94 41.3514 7633.34 47.7741 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per contracts executed. Arrangements with Citadel/CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.75 for options that quote in nickel increments; $0.70 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. CDRG will pass through any fees to Oppenheimer based on the CBOE fee schedule. Global Execution Brokers LP 20.03 27.92 27.75 27.17 11.79 3383.84 30.6896 24837.45 37.3153 57679.85 32.7663 9818.98 40.9226 Oppenheimer receives remuneration from Global Execution/GEBB based on a rate per contracts executed. Arrangements with GEBB are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. GEBB will pass through any fees to Oppenheimer based on the CBOE fee schedule. Wolverine Execution Services, LLC 15.14 17.07 20.44 17.69 11.97 3205.90 30.0995 17074.07 46.3503 23511.09 36.7982 30894.45 44.6968 Oppenheimer receives remuneration from Wolverine/WEXX based on a rate per contracts executed. Arrangements with WEXX are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. WEXX will pass through any fees to Oppenheimer based on the CBOE fee schedule. NYSE ARCA OPTIONS 7.25 0.00 0.32 9.07 7.69 0.00 0.0000 888.17 4.6953 31617.89 36.6300 2380.41 10.1019 Oppenheimer & Co Inc. (OPCO) routes orders to NYSE ARCA Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the NYSE ARCA, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Cboe Exchange, Inc. 4.29 0.00 3.23 1.67 7.25 0.00 0.0000 -931.45 -6.2196 -172.45 -6.3988 -3852.12 -18.5430 Oppenheimer & Co Inc. (OPCO) routes orders to Cboe Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the CBOE, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Cboe EDGX Exchange, Inc. 3.78 0.00 1.16 0.00 7.88 -0.88 -3.5000 -383.51 -4.2865 -14.49 -3.5000 51656.08 38.6257 Oppenheimer & Co Inc. (OPCO) routes orders to Cboe Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the CBOE, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Miami International Securities Exchange, LLC 3.17 0.00 8.99 0.93 4.68 0.00 0.0000 -854.28 -4.0578 -645.10 -4.0106 -104.08 -1.6847 Oppenheimer & Co Inc. (OPCO) routes orders Miami International Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the MIAX, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/sites/default/files/fee_schedule-files/MIAX_Options_Fee_Schedule_04232024.pdf. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq ISE, LLC 3.04 0.00 0.28 0.02 6.40 0.00 0.0000 -1832.56 -41.7345 -22.71 -47.3125 3410.54 16.9442 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq ISE Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the Nasdaq ISE, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq MRX, LLC 2.79 0.00 0.46 0.00 5.88 0.00 0.0000 1088.32 17.2722 7.22 31.4130 -1765.22 -5.1485 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq MRX Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the Nasdaq MRX, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/mrx/rules/mrx-options-7. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq PHLX LLC 2.65 0.00 0.11 0.01 5.62 0.00 0.0000 -1092.12 -56.9112 -0.88 -4.0000 -783.70 -6.5054 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq PHLX Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the PHLX, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Cboe C2 Exchange, Inc. 2.46 0.00 0.14 0.01 5.20 0.00 0.0000 -3550.42 -53.2855 -58.48 -27.9833 2675.96 4.4060 Oppenheimer & Co Inc. (OPCO) routes orders to Cboe C2 Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the C2, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. 2026 06 100.00 77.37 4.68 14.16 3.78 Virtu Americas, LLC 41.18 41.34 40.04 40.34 42.65 4132.44 16.0000 856.95 16.0000 955.70 16.0000 60.00 5.1965 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 16 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. CITADEL SECURITIES LLC 40.39 39.22 42.86 44.21 47.03 4083.04 15.9628 971.69 15.9987 754.57 15.9831 39.04 4.3033 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 11.83 13.13 10.63 6.92 5.10 2272.73 16.0000 298.79 16.0000 251.28 16.0000 85.12 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 51.88 12.35 33.53 2.23 CITADEL SECURITIES LLC 41.10 39.70 41.71 42.35 51.65 19945.21 15.5985 12204.15 15.3647 9789.36 15.5012 273.99 7.6155 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 35.11 36.54 31.96 33.97 36.31 22420.23 15.4149 14918.01 15.5674 12139.14 15.5203 203.47 5.9021 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 16 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 14.09 15.19 15.16 12.66 4.08 9403.88 15.7866 5225.22 15.8110 4292.36 15.8100 171.17 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Hudson River Trading (HRT) 5.40 4.23 6.31 6.86 5.64 4819.26 13.9081 3318.53 15.4498 3056.64 14.9150 106.71 10.8383 Oppenheimer receives remuneration from Hudson Trading/HRTF based on a rate per shares executed of 16 cents per 100 shares. Arrangements with HRTF are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 7.65 7.12 45.68 39.54 CITADEL SECURITIES LLC 29.83 50.90 27.78 34.77 20.42 3344.71 30.7418 12434.87 47.3205 19143.45 47.4059 13101.50 48.0084 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per contracts executed. Arrangements with Citadel/CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.75 for options that quote in nickel increments; $0.70 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. CDRG will pass through any fees to Oppenheimer based on the CBOE fee schedule. Global Execution Brokers LP 22.53 24.71 23.12 25.54 18.53 3163.52 29.4939 18333.57 43.2937 34917.68 40.2872 15609.08 53.6137 Oppenheimer receives remuneration from Global Execution/GEBB based on a rate per contracts executed. Arrangements with GEBB are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. GEBB will pass through any fees to Oppenheimer based on the CBOE fee schedule. Wolverine Execution Services, LLC 17.52 19.41 21.56 18.92 14.81 3215.22 29.8147 16911.26 47.4449 23224.18 44.5206 42637.95 50.7226 Oppenheimer receives remuneration from Wolverine/WEXX based on a rate per contracts executed. Arrangements with WEXX are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. Oppenheimer does not receive payment for execution in Index options. WEXX will pass through any fees to Oppenheimer based on the CBOE fee schedule. NYSE ARCA OPTIONS 6.63 0.00 0.35 9.48 5.75 0.00 0.0000 626.19 2.2124 31938.81 29.4269 5205.92 25.0743 Oppenheimer & Co Inc. (OPCO) routes orders to NYSE ARCA Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the NYSE ARCA, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Cboe Exchange, Inc. 3.14 0.00 3.84 1.79 5.17 0.00 0.0000 -1200.44 -6.7251 -196.75 -6.5891 -4391.10 -25.8498 Oppenheimer & Co Inc. (OPCO) routes orders to Cboe Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the CBOE, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Miami International Securities Exchange, LLC 2.82 0.00 10.64 1.24 3.79 0.00 0.0000 -1188.34 -4.2070 -791.08 -4.0075 -332.04 -8.2905 Oppenheimer & Co Inc. (OPCO) routes orders Miami International Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the MIAX, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/sites/default/files/fee_schedule-files/MIAX_Options_Fee_Schedule_04232024.pdf. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Jane Street Capital 2.57 4.43 4.28 4.22 0.01 721.00 31.5398 2276.59 47.4587 3506.79 46.7199 0.70 35.0000 Oppenheimer receives remuneration from Jane Street/JNST based on a rate per contracts executed. Arrangements with Jane Street/JNST are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e., order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.75 for options that quote in nickel increments; $0.25 for options that quote in penny increments. Oppenheimer does not receive payment for execution in Index options. JNST will pass through any fees to Oppenheimer based on the CBOE fee schedule. Cboe EDGX Exchange, Inc. 2.57 0.00 1.38 0.03 6.21 0.00 0.0000 -683.25 -5.6748 -48.06 -3.5361 33059.32 35.6200 Oppenheimer & Co Inc. (OPCO) routes orders to Cboe Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the CBOE, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq ISE, LLC 2.06 0.00 0.31 0.07 5.07 0.00 0.0000 -1795.77 -39.3982 -1.30 -129.5000 3179.30 17.5120 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq ISE Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the Nasdaq ISE, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request. Nasdaq MRX, LLC 1.55 0.00 0.28 0.03 3.82 0.00 0.0000 524.33 24.9325 31.36 65.3333 -1396.74 -4.3700 Oppenheimer & Co Inc. (OPCO) routes orders to Nasdaq MRX Exchange using algorithms provided by either DASH Financial (DASH) or Instinet LLC (INCA) to execute institutional client option orders. When routing via DASH or INCA algorithms, the provider determines the routing venue. OPCO pays a fee to utilize these services under a cost-plus model, which includes commissions as well as exchange, regulatory, market data, and clearing fees, and receive exchange rebates where applicable. These rebates are based on payments the algorithm provider receives from exchange-sponsored programs on the option exchange where the order is executed. OPCO does not have any arrangements that provide incentives for meeting or exceeding certain volume thresholds, that impose disincentives for failing to meet minimum volume thresholds, that include volume-based tiered payment schedules, or that require a minimum order quantity. OPCO does have an agreement for volume-based tiered payment schedules. DASH Financial (DFIN): DASH charges Oppenheimer $0.03-0.05 per executed contract based on a volume-tiered pricing schedule (0-250,000 is $0.05; 250,001-500,000 is $0.04; >500,001 is $0.03). Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule (0-600,000 is $0.045; 600,001-900,000 is $0.025; >900,001 is $0.015). Additionally, Oppenheimer may route orders to DASH’s High Touch desk for manual execution, DASH charges Oppenheimer $0.15 per initiated executed contract; there is no volume-tiered base incentives. There are no disincentives for failing to meet an agreed upon minimum order flow threshold. A description of the fees and rebates offered by the Nasdaq MRX, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/mrx/rules/mrx-options-7. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.