1.3 Oppenheimer & Co., Inc. 2023 3 2023-10-30T16:23:07Z 2023 07 99.99 84.52 3.55 10.26 1.67 CITADEL SECURITIES LLC 41.95 41.55 45.97 45.38 32.84 6775.76 16.0000 1830.65 16.0000 719.82 16.0000 84.03 5.3564 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 41.61 41.74 40.09 39.84 48.91 4492.16 14.0000 609.84 14.0000 473.70 14.0000 14.61 1.5484 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 14 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 10.42 11.13 7.24 6.81 3.41 2077.43 16.0000 157.32 16.0000 186.72 16.0000 73.48 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Two Sigma Securities, LLC 5.83 5.58 6.70 7.97 3.58 219.84 15.0000 26.74 15.0000 40.52 15.0000 7.27 15.0000 Oppenheimer receives remuneration from Two Sigma/SOHO based on a rate per shares executed of 15 cents per 100 shares. Arrangements with SOHO are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 70.25 8.33 20.04 1.38 CITADEL SECURITIES LLC 42.27 41.04 45.42 45.07 44.82 17365.97 15.6687 8431.72 14.0480 5246.01 14.6291 388.28 11.7340 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 40.67 41.63 37.71 38.31 44.30 13314.24 13.7537 5490.75 12.5679 4051.65 13.4329 130.67 5.7014 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 14 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 12.40 12.89 12.27 11.31 4.20 5001.29 15.7443 1324.64 15.3164 1045.06 15.3099 46.41 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 12.00 9.00 39.86 39.07 CITADEL SECURITIES LLC 36.81 48.28 40.67 43.77 25.34 3938.46 29.1608 12070.29 34.1964 12825.26 38.4208 12944.35 45.5787 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per contracts executed. Arrangements with Citadel/CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.75 for options that quote in nickel increments; $0.70 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, CDRG does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. Global Execution Brokers, LP 25.14 26.69 29.64 27.86 20.90 3183.95 28.9213 11187.70 32.8982 14739.47 34.0411 63219.65 46.1690 Oppenheimer receives remuneration from Global Execution/GEBB based on a rate per contracts executed. Arrangements with GEBB are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, GEBB does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. Wolverine Execution Services, LLC 20.27 24.36 24.47 23.35 14.94 3759.05 28.7060 11247.25 36.0269 10168.10 38.2777 36221.60 54.5958 Oppenheimer receives remuneration from Wolverine/WEXX based on a rate per contracts executed. Arrangements with WEXX are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, Wolverine does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. NYSE ARCA OPTIONS 2.39 0.00 0.54 2.21 3.74 0.00 0.0000 -1447.86 -18.7087 17233.58 27.3367 -659.79 -3.8788 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. CBOE EDGX OPTIONS EXCHANGE 1.92 0.00 0.22 0.02 4.84 0.00 0.0000 -175.63 -3.5000 -67.08 -4.0093 21118.30 35.9736 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. MIAMI INTERNATIONAL SECURITIES EXCHANGE 1.88 0.00 0.09 0.01 4.77 0.00 0.0000 -94.72 -4.5000 -25.20 -5.4077 221.34 15.5000 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. INTERNATIONAL SECURITIES EXCHANGE, LLC 1.75 0.00 0.31 0.09 4.30 0.00 0.0000 -949.34 -30.3399 -483.76 -39.2985 2586.51 18.8329 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. 2023 08 100.00 85.28 3.20 9.59 1.93 CITADEL SECURITIES LLC 46.35 46.52 43.11 45.50 48.29 6295.62 16.0000 665.23 16.0000 686.17 16.0000 142.32 11.1382 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 39.65 39.27 42.21 41.58 42.70 3776.25 14.0000 451.31 14.0000 463.50 14.0000 19.64 3.0943 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 14 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 8.63 9.10 7.50 5.87 3.43 1762.80 16.0000 137.18 16.0000 145.91 16.0000 39.21 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Two Sigma Securities, LLC 5.35 5.10 7.18 7.05 4.62 267.09 15.0000 32.01 15.0000 48.16 15.0000 15.79 15.0000 Oppenheimer receives remuneration from Two Sigma/SOHO based on a rate per shares executed of 15 cents per 100 shares. Arrangements with SOHO are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 70.71 7.84 19.90 1.55 CITADEL SECURITIES LLC 44.88 45.25 43.38 43.98 46.91 17974.86 15.0274 7385.33 10.7784 6412.87 15.1681 345.82 10.7169 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 39.60 39.08 39.68 40.97 45.40 13432.20 13.2698 5204.11 9.5416 4041.55 12.6913 288.59 8.8697 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 14 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 10.91 11.34 11.27 9.79 3.81 4748.92 15.0936 1600.33 12.0216 1010.36 14.3691 90.65 16.0000 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 13.14 10.67 39.07 37.07 CITADEL SECURITIES LLC 36.78 48.53 38.90 44.36 24.06 4674.20 27.7351 24020.84 38.0830 16674.02 41.7299 12116.00 53.7104 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per contracts executed. Arrangements with Citadel/CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.75 for options that quote in nickel increments; $0.70 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, CDRG does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. Global Execution Brokers, LP 24.60 29.09 28.54 28.35 17.96 3744.55 28.1186 15531.52 38.1207 18885.16 42.2676 67466.45 52.2453 Oppenheimer receives remuneration from Global Execution/GEBB based on a rate per contracts executed. Arrangements with GEBB are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, GEBB does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. Wolverine Execution Services, LLC 20.22 20.49 24.89 22.76 16.13 4215.90 26.9249 19037.60 37.0706 13452.25 45.7902 52334.00 49.5845 Oppenheimer receives remuneration from Wolverine/WEXX based on a rate per contracts executed. Arrangements with WEXX are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, Wolverine does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. NYSE ARCA OPTIONS 2.24 0.00 0.59 2.09 3.66 0.00 0.0000 -2476.08 -24.8228 22622.36 37.2311 -5478.04 -29.0443 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. CBOE EDGX OPTIONS EXCHANGE 2.03 0.00 0.23 0.00 5.40 0.00 0.0000 -315.36 -3.7808 -1.44 -3.5000 28850.34 35.5900 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. MIAMI INTERNATIONAL SECURITIES EXCHANGE 1.85 0.00 0.16 0.00 4.93 0.00 0.0000 -218.36 -4.5786 -0.81 -4.5000 362.54 15.5000 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. INTERNATIONAL SECURITIES EXCHANGE, LLC 1.79 0.00 0.39 0.08 4.63 0.00 0.0000 -2429.64 -32.0533 -12.96 -25.9200 4599.28 23.5752 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. BOX Exchange LLC 1.37 0.00 0.39 0.00 3.57 0.00 0.0000 1281.94 13.1521 34.52 16.2042 6533.90 43.9106 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. 2023 09 100.00 87.56 2.51 7.78 2.15 CITADEL SECURITIES LLC 78.07 82.91 45.10 43.63 44.27 6480.16 16.0000 938.74 16.0000 552.36 16.0000 160.13 11.5004 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 16.12 12.25 40.21 42.15 51.22 1976.55 14.0000 298.80 14.0000 353.08 14.0000 6.97 1.5017 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 14 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 73.43 7.62 17.53 1.41 CITADEL SECURITIES LLC 68.49 77.29 43.51 43.76 52.70 15768.32 15.3625 5294.95 12.2912 4218.05 14.1729 385.50 10.0773 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per shares executed of 16 cents per 100 shares. Arrangements with CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. Virtu Americas, LLC 22.69 16.14 40.59 40.97 40.00 7585.49 12.9937 4029.92 9.7645 2755.05 12.4449 33.17 1.8817 Oppenheimer receives remuneration from Virtu/NITE based on a rate per shares executed of 14 cents per 100 shares. Arrangements with NITE are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. StoneX Financial, Inc. 6.20 4.87 11.19 9.87 2.60 2895.45 15.6623 978.94 14.2411 777.40 15.5177 42.03 13.9108 Oppenheimer receives remuneration from StoneX Financial, Inc./INTL based on a rate per shares executed of 16 cents per 100 shares. Arrangements with INTL are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer does not receive payment for odd lot orders or for stocks priced under $1.00. 100.00 14.59 13.20 38.47 33.69 CITADEL SECURITIES LLC 36.18 49.69 40.14 42.40 21.73 3735.52 29.3028 26376.22 31.2733 9712.60 30.2630 12634.85 48.9287 Oppenheimer receives remuneration from Citadel/CDRG based on a rate per contracts executed. Arrangements with Citadel/CDRG are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.75 for options that quote in nickel increments; $0.70 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, CDRG does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. Global Execution Brokers, LP 23.85 28.12 30.47 27.25 15.57 2772.70 26.8672 13673.78 30.6979 13139.08 27.4623 76183.80 44.7519 Oppenheimer receives remuneration from Global Execution/GEBB based on a rate per contracts executed. Arrangements with GEBB are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, GEBB does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. Wolverine Execution Services, LLC 19.13 21.30 22.68 21.91 13.64 3372.35 27.3198 19219.50 31.4167 9256.10 32.4070 48031.25 46.4847 Oppenheimer receives remuneration from Wolverine/WEXX based on a rate per contracts executed. Arrangements with WEXX are not based upon order flow, volume minimums / maximums, decreased execution quality for increased payment, or the characteristics and categories of the order flow (i.e. order types). In addition, such arrangements do not include incentive or disincentive benchmarks. Oppenheimer receives per contract: $0.70 for options that quote in nickel increments; $0.75 for complex orders that quote in nickel increments; $0.25 for options that quote in penny increments; and, $0.35 for complex orders that trade in penny increments. For executions of Index options, Wolverine does not pay a fixed rate but will pass through any fess or rebates to Oppenheimer. Dash/IMC Financial Markets 2.46 0.30 0.69 4.77 1.44 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Oppenheimer may route orders to Dash Financial, which will then route those orders to exchanges. Dash charges Oppenheimer to $0.03-$0.05 per executed contract based on a volume-tiered pricing schedule. Dash will pass through to Oppenheimer the net exchange fees or rebates from Oppenheimer’s orders. NYSE ARCA OPTIONS 2.09 0.00 0.33 1.79 4.02 0.00 0.0000 -1961.39 -30.3339 15496.50 35.0354 -4649.14 -28.4543 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. CBOE EDGX OPTIONS EXCHANGE 2.09 0.00 0.20 0.00 6.12 0.00 0.0000 -262.57 -3.5000 -30.59 -3.5000 29908.64 36.2156 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. MIAMI INTERNATIONAL SECURITIES EXCHANGE 1.95 0.00 0.10 0.00 5.74 0.00 0.0000 -79.74 -4.5000 -0.27 -4.5000 216.38 15.5000 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. INTERNATIONAL SECURITIES EXCHANGE, LLC 1.86 0.00 0.23 0.05 5.36 0.00 0.0000 -1901.63 -32.9344 -32.88 -9.1094 4966.32 20.4384 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders. Cboe Exchange, Inc. 1.49 0.00 0.10 0.34 3.99 0.00 0.0000 -858.01 -19.9909 -5921.34 -38.0794 -9510.34 -31.0694 Oppenheimer may route orders to Instinet LLC, which will then route those orders to exchanges. Instinet charges Oppenheimer $0.015-0.045 per executed contract based on a volume-tiered pricing schedule. Instinet will pass through to Oppenheimer the Exchange base tier net exchange fees or rebates from Oppenheimer’s orders.