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Strategic Partners

Oppenheimer seeks to collect a mutual fund support fee, or what has come to be called a “revenue-sharing payment”, for marketing, training, operations and systems support. Fund companies participating in this arrangement are considered “Strategic Partners” and listed below.

  • AIG Funds
  • Alger Funds
  • Columbia
  • Federated
  • The Hartford Funds
  • Invesco
  • Janus Henderson Investors
  • JP Morgan Funds
  • Legg Mason
  • Lord Abbett
  • NY Life/Mainstay Investments
  • Natixis Global Associates
  • OppenheimerFunds*
  • Principal Investments
  • Prudential
  • Victory Capital
  • Voya
  • Wells Fargo

*Oppenheimer & Co. Inc. is not affiliated with OppenheimerFunds

Revenue-sharing payments from Strategic Partners are in addition to the sales charges, annual service fees (referred to as "12b-1 fees"), applicable redemption fees and deferred sales charges, and other fees and expenses disclosed in a fund's prospectus fee table. Revenue-sharing payments, however, are paid out of the investment adviser's or other fund affiliate's assets and not from the fund's assets. Moreover, no portion of these payments to Oppenheimer is made by means of brokerage commissions generated by the fund and no portion of these payments is directed or allocated to Oppenheimer Financial Advisors.

Oppenheimer may enter into these types of revenue-sharing agreements, calculated quarterly, and based upon the quarter-end value of our clients' fund holdings and mutual fund sales.  Revenue-sharing is not applicable to and does not include information pertaining to mutual fund purchases through Oppenheimer Asset Management’s fee-based advisory accounts. It is important to note that our Financial Advisors receive absolutely no additional compensation as a result of these revenue-sharing payments.

The list of Strategic Partners is subject to change. In addition, companies other than Strategic Partners may send payments in recognition of Oppenheimer’s efforts to provide Financial Advisors with additional sales, marketing and educational opportunities as permitted by industry rules.