To ensure our clients have a seamless and transparent wealth management experience, we will coordinate directly with their business managers, CPAs, attorneys and trustees who act as their fiduciaries. We can work with them on everything from portfolio design and development to asset class structuring, and aggregation of data, documents, and other account information.
Corporate and Institutional Services
Fiduciary
Services
To ensure our clients have a seamless and transparent wealth management experience, we will coordinate directly with their business managers, CPAs, attorneys and trustees who act as their fiduciaries. We can work with them on everything from portfolio design and development to asset class structuring, and aggregation of data, documents, and other account information.
Liquidity
Events
A liquidity event, such as a business sale, divorce, inheritance or sale of stock can bring many new tax and legal hurdles. Leveraging our deep experience, we can provide the right guidance and planning pre- and post- liquidity event to help ensure suitable outcomes on behalf of our clients.
A liquidity event, such as a business sale, divorce, inheritance or sale of stock can bring many new tax and legal hurdles. Leveraging our deep experience, we can provide the right guidance and planning pre- and post- liquidity event to help ensure suitable outcomes on behalf of our clients.
Corporate
Executive
Services
Corporate executives are often faced with unique equity compensation challenges; we can help you mitigate them. We leverage Oppenheimer's full corporate services to deliver tailored advice and seamless execution of your stock trading plans, restricted and control stock strategies, employee option plans, and stock repurchases.
Corporate executives are often faced with unique equity compensation challenges; we can help you mitigate them. We leverage Oppenheimer's full corporate services to deliver tailored advice and seamless execution of your stock trading plans, restricted and control stock strategies, employee option plans, and stock repurchases.
Restricted and
Control Stock
Strategies
We will assist you in the sale of restricted or control stock in compliance with applicable laws and with minimal effort on your part. If an outright sale is not appropriate, we can provide you with alternative strategies for accessing liquidity.
We will assist you in the sale of restricted or control stock in compliance with applicable laws and with minimal effort on your part. If an outright sale is not appropriate, we can provide you with alternative strategies for accessing liquidity.
Rule 10b5-1
Trading Plans
Establishing a Rule 10b5-1 trading plan helps you diversity a portfolio that contains large company stock positions and/or options, and helps protect you against insider trading liability. Our team will help design a customized Rule 10b5-1 plan that fits your needs.
Establishing a Rule 10b5-1 trading plan helps you diversity a portfolio that contains large company stock positions and/or options, and helps protect you against insider trading liability. Our team will help design a customized Rule 10b5-1 plan that fits your needs.
Stock
Repurchases
Our team will guide you through the process of designing and implementing a stock buyback plan tailored to help address financial goals. You are provided with strategies addressing financial benefit while complying with regulatory policies and rules.
Our team will guide you through the process of designing and implementing a stock buyback plan tailored to help address financial goals. You are provided with strategies addressing financial benefit while complying with regulatory policies and rules.
Retirement
Service for
Corporations
Working directly with Oppenheimer's Retirement Services Department, we help business owners find and implement the best retirement plan for them and their employees. We can assist in everything from plan design and investment policy development to plan monitoring, reporting, and employee communications.
Working directly with Oppenheimer's Retirement Services Department, we help business owners find and implement the best retirement plan for them and their employees. We can assist in everything from plan design and investment policy development to plan monitoring, reporting, and employee communications.
Trust
Services
We offer a comprehensive line of trust services and products to high net worth individuals and families, not-for-profit organizations, and businesses through our affiliate, Oppenheimer Trust Company of Delaware. We will work closely with you to find the right trust services to meet your unique investment needs and help achieve your financial objectives.
We offer a comprehensive line of trust services and products to high net worth individuals and families, not-for-profit organizations, and businesses through our affiliate, Oppenheimer Trust Company of Delaware. We will work closely with you to find the right trust services to meet your unique investment needs and help achieve your financial objectives.