Our team offers attention to detail and exceptional knowledge to assist you with the financial responsibilities of managing your client’s assets. We work with you to help reduce your Fiduciary liability and meet your obligations to ensure proper management of assets to keep you compliant with the Uniform Prudent Investment Act (UPIA), especially when working with Special Needs Trusts (SNT’s). As long standing Financial Advisors with Oppenheimer & Co. Inc., we focus our business on helping Conservators, Guardians, and Trustees streamline and better manage their clients’ investment needs. We work collaboratively with you to standardize and simplify your financial decision-making processes. Our licensed team of professionals work directly with you and your team to ensure that your clients receive the attention and reporting that Conservatorships, Guardianships and Trusts require.
As members of the National Guardianship Association (NGA), we follow the required regulations and offer educational seminars to equip Fiduciaries with the knowledge they need to support their clients, meet their obligations under the UPIA and reduce their liabilities.
