Our Team

Dave brings over 30 years of professional experience as an advisor to the team. His practice emphasizes consulting, acquiring and managing the 401(k), 403(b) and 457 institutional retirement plans. He also provides high-net-worth individuals and families with planning services, including customized qualified plans that rely on his meticulous selections of stocks, bonds, mutual funds, options and annuities.

Dave began his career on the London Stock Exchange in 1991, and then spent eight years as an advisor and Branch Office Manager for Merrill Lynch in Baltimore, Portland, OR and Cincinnati. He served as team leader and Senior Investment Representative at JPMorgan. Prior to joining Oppenheimer, Dave served as a Director of Financial Planning. He has also served as an NASD/FINRA Industry Arbitrator. Dave earned his B.S in Business Administration in Finance & Economics at Boston University.

He holds the following FINRA registrations: Registered Options Principal (Series 4), the General Securities Representative License (Series 7), (Series 9/10), the Uniform Securities Agent State Law Examination (Series 63) and the Uniform Investment Adviser Law Exam (Series 65) and the Chartered Mutual Fund Counselor (CMFC) and Accredited Investment Fiduciary (AIF) designations. He is licensed as an agent for life and health insurance in the state of Ohio.

Dave and both of his sons are Eagle Scouts. In 2013, Dave was awarded the Simon Kenton Council 2013 “Tri Creek Award,” for service to scouting. Dave lives in Pickerington, OH with his wife and two sons.

Jeff’s focus surrounds institutional retirement plans and providing a superior level of service to his clients. He is responsible for new client acquisitions and managing qualified plans at the executive level. Devising the fi ve-pillar strategy of managing and administering retirement plans, his group brings analytic and technical strengths to the institutional marketplace while maintaining Oppenheimer’s high standards.

Prior to joining Oppenheimer in 2013, Jeff served as a senior analyst and marketing specialist. His strong analytic background and experience bring value in creating investment strategies and recommending asset allocation and management strategies. Jeff’s strategies are tailored to both institutional and individual clients based on a wide range of factors. During his Benchmark Review process, Jeff recommends and presents progressive retirement plan concepts and models for new and existing clients. Throughout his career, Jeff has customized his communications, methods and recommendations to provide education and add value to both individual and institutional clients.

Jeff began his career in the financial industry began in 2003. He earned his B.S.B.A. from The Ohio State University in Business Finance. In addition, he holds the following FINRA registrations: General Securities Representative License (Series 7), the Uniform Securities Agent State Law Examination (Series 63) and the Uniform Investment Adviser Law Exam (Series 65).

He is also licensed as an agent for life and health insurance in the state of Ohio. Jeff resides in Pickerington, Ohio with his wife and daughter.

Carrie began her career in 2007 with a consulting firm specializing in group retirement plans and third party administration. In 2013, she joined Oppenheimer as a Client Service Associate. Now in her role as Senior Financial Associate, Carrie is the main operational contact for advisors and clients alike. Her primary efforts continue to surround institutional retirement plans. She spends a significant portion of her time with plan participants, assisting them with various transactions and ensuring the requests are processed accordingly.

Carrie focuses on employee interaction and communication while working closely with the Executive and Human resources teams to reduce operational workflow. She collaborates with payroll providers and employers to verify data and establish procedures. She also works with advisors to create customized analysis, reports and reviews which include investment research and recordkeeping assessments.

She holds the General Securities Representative License (Series 7) and the Uniformed Combined State Law (Series 66). She is licensed as an agent for life and health insurance in the state of Ohio.

Carrie resides in Pataskala, Ohio with her husband Jason.