Investment Products and Services
We provide investment advisory and wealth management to a broad range of individuals, families and businesses.
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Equity Research
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Equity and Fixed Income Securities
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Exchange Traded Funds
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Options
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Mutual Funds
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Alternative Investments: Including Hedge Funds, Fund of Funds and Private Equity5
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Advisory Portfolios: Including Separate Accounts, Mutual Funds and ETFs4
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Sales of Restricted and Control Stock Strategies
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Hedging and Monetization Strategies
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Insurance and Annuities
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Retirement Plan Services
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Employee Stock Option Plans
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Employee Stock Purchase Plans
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Buybacks
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Deferred Compensation Plans
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Rule 10b5-1 Trading Plans
1 If you select one or more of the advisory services (i.e.: Planning Services) offered by Oppenheimer & Co. Inc. or its affiliate Oppenheimer Asset Management Inc., we will be acting in an advisory capacity. If you ask us to effect securities transactions for you, we will be acting as a broker-dealer. Please see the Oppenheimer & Co. Inc. website, www.opco.com or call the branch manager of the office that services your account, for further information regarding the differences between brokerage and advisory products and services.
2 Trust services are provided by Oppenheimer Trust Company of Delaware.
3 Available for Institutional Investors Only.
4 Consulting services provided by the Consulting Group at Oppenheimer Asset Management Inc. (OAM).
5 Alternative investments, such as Hedge Equity & Fund of Funds, are made available only to qualified investors and involve varying degrees of risk