Joint Sales Agent on Capricor Therapeutics' ATM Offering

Oppenheimer & Co. Inc. September 24, 2025
Oppenheimer & Co. Inc. acted as Joint Sales Agent on Capricor Therapeutics’ $150.0 Million ATM Offering

Capricor Therapeutics, Inc. (NASDAQ: CAPR) has entered into an Equity Distribution Agreement relating to the sale of shares of their common stock. In accordance with the terms of the Equity Distribution Agreement, Capricor may offer and sell shares of common stock from time to time through or to the Agents, with an aggregate offering of up to $150,000,000.

Michael A. Margolis, R.Ph.
Name:

Michael A. Margolis, R.Ph.

Title:

Senior Managing Director, Head of Healthcare Investment Banking

Andy Linderman
Name:

Andy Linderman

Title:

Managing Director, Healthcare Capital Markets Investment Banking

Name:

James Yoo

Title:

Managing Director, Healthcare Capital Markets Investment Banking

DISCLOSURES

This notice is provided for informational purposes only and is not intended as a recommendation or an offer or solicitation for the purchase or sale of any security or financial instrument. Nothing contained herein shall constitute an offer or solicitation to buy or sell any securities discussed herein in any jurisdiction where such offer or solicitation would be prohibited.

This notice may contain statistical data cited from third-party sources believed to be reliable, but Oppenheimer & Co. Inc. does not represent that any such third-party statistical information is accurate or complete, and it should not be relied upon as such. All market prices, data and other information are not warranted as to completeness or accuracy and are subject to change without notice.

2025 Oppenheimer & Co. Inc. Transacts Business on all Principal Exchanges and Member SIPC 8408691.1