Sole Dealer Manager to TriSalus Life Sciences, Inc.

Oppenheimer & Co. Inc. acted as Sole Dealer Manager to TriSalus Life Sciences, Inc. on its public warrant exchange of 7.0 million warrants

Sole Bookrunner on Vaxart's Registered Direct Offering

Oppenheimer & Co. Inc. acted as Sole Bookrunner on Vaxart’s $40MM Registered Direct Offering

Sole Bookrunner for WisdomTree

Oppenheimer & Co. Inc. acted as Sole Bookrunner for WisdomTree, Inc. (NYSE:WT) on its $345,000,000 Convertible Senior Notes Offering

Sole Bookrunner for Capital Southwest Corporation

Oppenheimer & Co. Inc. acted as Sole Bookrunner for Capital Southwest Corporation (NASDAQ: CSWC) on its $230,000,000 Convertible Notes Offering

Reflecting on Our Two-Day Strategy Session in Financial Institutions Group

In December 2023, the Financial Institutions Group held its annual strategic planning session, a two-day event challenging our bankers to collectively reflect on the year’s successes and challenges while charting a course for 2024 and beyond.

Q3 Private Placement Activity and M&A and Strategic Collaborations

Oppenheimer's Q3 update on VC, M&A, and BD&L activity for the biopharma sector.

Private Placement Activity and M&A and Strategic Collaborations

We are happy to share Oppenheimer's Quarterly Private Placement Insights as well as our M&A and Strategic Collaborations Insights. Spoiler Alert: The positive momentum of 2023 has carried over into 2024.

Placement Agent on Skye Bioscience's $50MM Private Placement Financing

Oppenheimer &. Co. Inc. acted as Placement Agent on Skye Bioscience’s $50MM Private Placement Financing

Placement Agent on Skye Bioscience's $40MM Private Placement

Oppenheimer &. Co. Inc. acted as Placement Agent on Skye Bioscience’s $40MM Private Placement

Placement Agent on Q32 Bio's Private Placement Financing

Oppenheimer &. Co. Inc. acted as Placement Agent on Q32 Bio’s $42MM Private Placement Financing