Sole Bookrunner on Hennessy Advisors, Inc. Baby Bond Offering
- October 28, 2021
October 2021
Oppenheimer & Co. Inc. acted as Sole Bookrunner on Hennessy Advisors, Inc. (NASDAQ: HNNA) $40,250,000 offering of 4.875% Notes due 2026
Founded in 1989 as a California corporation, Hennessy Advisors, Inc. is a publicly traded investment management firm whose primary business activity is managing, servicing, and marketing a diverse family of 16 open-end mutual funds branded as the “Hennessy Funds” to nearly 165,000 mutual fund accounts and 13,500 financial advisors nationwide.
Hennessy Advisors, Inc. is committed to providing superior service to shareholders and employing a consistent and disciplined approach to investing based on a buy–and–hold philosophy that rejects the idea of market timing. As of June 30, 2021, the Company had $4.0 billion in assets under management. Hennessy Advisors, Inc. is led by Chairman of the Board and CEO Neil J. Hennessy.
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Financial Institutions Investment Banking |
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Gilbert Dychiao |
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Cliff Booth |
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JD Nelson |
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